United Kingdom: IOSCO Objectives and Principles of Securities Regulation: Detailed Assessment of Implementation
August 3, 2011
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Format: Chicago
Summary
Subject: Auditing, Financial institutions, Financial sector policy and analysis, Financial services, Financial stability assessment, Internal controls, Public financial management (PFM), Revenue administration, Securities
Keywords: Auditing, CR, Europe, Financial stability assessment, FSA approval, FSA handbook, FSA management, FSA report review, FSA rule, FSA staff, Fund manager, Global, Insider dealing, Internal audit, Internal controls, ISCR, Market operator, Private company, Risk capital, Securities, U.K. FSA
Publication Details
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Pages:
94
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Volume:
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DOI:
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Issue:
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Series:
Country Report No. 2011/232
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Stock No:
1GBREA2011011
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ISBN:
9781462333493
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ISSN:
1934-7685